Best Practices Policy

SGH believes every research firm serving, or even tangentially related to, the securities markets or the financial sector should have in place a robust Material Non-Public Information (MNPI) compliance policy.

Our firm, since inception, has held itself to this standard. We require all of our associated individuals to understand, respect and adhere to our MNPI policy. SGH constantly strives to maintain the highest level of ethical standards in our industry.

We hope for and expect others in the research industry, whether sell-side, buy side, or independent firms like us, to apply these same standards.

View the SGH Macro Advisors MNPI

 

Integrity Research Compliance Accreditation

Integrity Research Compliance Accreditations affirm that SGH Macro’s compliance controls comply with industry best practices. To receive accreditation, SGH Macro underwent due diligence to demonstrate that the firm not only has appropriate compliance policies, but also that policies are understood and practiced. View accreditation details.